Compliance Supervisor

Full Time Phnom Penh Posted 1 month ago

Risk & Compliance

Job Responsibilities

  • Oversee and monitor the implementation of the Corporate Compliance Program (CCP) and FATCA.
  • Assure the compliance with NBC Prakas and other law and regulations across the bank-wide.
  • Develop and implement a Compliance training plan and ensure all staffs get compliance training for their awareness.
  • Perform KYC checked for corporate account opening in accordance with compliance requirement.
  • Develop policies and programs that encourage staff to report suspicious transaction, fraud or impropriety without fear of retaliation
  • Investigate internal compliance variation, complaints and coordinate action plans with other departments.
  • Access records relevant to compliance monitoring activities and report findings.
  • Provide support to relevant department to solve any problem regarding to compliance perspective.
  • Ensure our merchant upgrade and downgrade are properly accessed and performed.
  • Ensure the corrective measurement are in place and strictly adhere with.

Job Requirements

  • At least 3-5 years experience in regulatory compliance, legal or related field
  • Knowledge of NBC law and Prakas relevant to banking operations, local regulation and internal control.
  • Knowledge of FATCA implementation and reporting.
  • Good at analytical skill, logic thinking and investigation.
  • Good computer literacy MS Word, Excel, Power Point.
  • Good communication skills, both verbal and written English and time management skill.
  • Having high level of confidentiality, integrity and ethic.
  • Ability to work under pressure and tight deadlines.